RIA Compliance Services
From complete mock examinations to creating individual service plans, we have you covered.
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ANNUAL COMPLIANCE REVIEW
Compliance program development and oversight, forensic testing, educational resources, on-site visit(s), and unlimited consulting.
MOCK SEC EXAMINATION
Review of compliance books and records, interviews with key personnel, on-site examination, overview of findings, and six months unlimited compliance consulting.
NEW RIA SETUP
Filing of ADV Part 1, review of new adviser exam request letter, and development of ADV Part 2, Code of Ethics and Policies and Procedures.
A LA CARTE
Third-Party Compliance Reviews, Forensic Testing, RIA Compliance Training, Policy & Procedure Development, SEC Compliance Consulting, and more.
SEC Compliance Consultants
Focus 1 Associates LLC specializes in assisting registered investment advisers—institutional, wealth advisers, family offices, and advisers to private funds—with their compliance needs under Rule 206(4)-7 of the Investment Advisers Act of 1940.
Our RIA compliance services are built on a quality control process that affords complete confidence in your compliance program.
One of the things that sets us apart is that we don’t charge by the hour. Most of our services include unlimited consulting and tangible tools, such as templates and sample documents to help your firm get a jump start on meeting SEC compliance rules and regulations. Our team of experienced SEC Compliance Consultants is committed to delivering practical, solutions-oriented assistance, such as providing a framework and associated workflow that we help the chief compliance officer put in place to support the firm’s SEC compliance program.
Whether you are looking for consulting and guidance on industry best practices, interpretation of the rules and regulations, industry training, or a hands-on practitioner to help you develop, monitor, and/or test your compliance program, you can depend on us as your compliance team.
Welch Hornsby, Inc.
“Welch Hornsby, Inc. initially partnered with Focus 1 for a mock SEC examination. The engagement proved invaluable in strengthening the Firm’s compliance program. This initial experience led Welch Hornsby to continue its partnership with Toby and the Focus 1 compliance team. To date, Focus 1’s accessibility, expertise and proactive guidance have played a key role in further developing the Firm’s compliance program.
Perhaps most importantly, they have become a trusted compliance partner, helping us navigate the ever-changing regulatory environment.”
Ginger B. Glenn, IACCP®
Chief Compliance Officer
Chief Compliance Officer
Next Event
NSCP National Conference 2020
October 19-21, 2020
Baltimore, MD
More Compliance Events ›RIA COMPLIANCE NEWS
Focus Perspective: Paycheck Protection Program (PPP) – Disclosure Considerations
A Moment of Focus – SEC Requests During COVID-19 Outbreak
As we are going through these unprecedented times, we feel it is important to not only continue providing perspective on existing and proposed regulations, but to also stay abreast of other regulatory developments, trends and best practices as they are … Read More ›
Ford Mondeo
Model | Gearbox | 0-62 | top speed | bhp | c02 | Tax Band | IG | Urban | EXtra Urban | Combined |
Ford Mondeo 1.6 Ecoboost (2012) | 9.3 | 160 | 34.5 | 44.1 | ||||||
Ford Mondeo 1.6 TDCI (2012) | 11.9 | 115 | 55.4 | 65.7 | ||||||
Ford Mondeo 1.8 Mistral | 10.9 | 125 | E | 25.2 | 36.2 | |||||
Ford Mondeo 1.8 LX | 10.9 | 125 | E | 25.7 | 37.2 | |||||
Ford Mondeo 2.0 Ghia | 9.9 | 145 | F | 25.2 | 36.2 | |||||
Ford Mondeo 2.0 TDCi (115 bhp) | 10.8 | 115 | C | 36.2 | 50.5 | |||||
Ford Mondeo 2.0 TDCi (130 bhp) | 9.9 | 130 | D | 35.3 | 48.7 | |||||
Ford Mondeo 2.0 TD Zetec (2012) | 9.5 | 140 | 46.3 | 57.7 | ||||||
Ford Mondeo 2.0 TDCI Titanium 163 | 8.9 | 163 | D | 46.3 | 57.7 | |||||
Ford Mondeo 2.2 TD (2012) | 8.4 | 200 | 31.4 | 43.5 | ||||||
Ford Mondeo 3.0 ST220 | 7.5 | 226 | G | 19.8 | 27.7 |
Ford Focus
Model | Gearbox | 0-62 | top speed | bhp | c02 | Tax Band | IG | Urban | EXtra Urban | Combined |
Ford Focus 1.0 Ecoboost (2012) | 12.5 | 100 | 48.7 | 60.1 | ||||||
Ford Focus 1.4 CL | 14.1 | 75 | D | 32.1 | 42.8 | |||||
Ford Focus 1.6 Ghia | 10.4 | 100 | D | 30.1 | 41.5 | |||||
Ford Focus 1.6 Zetec 3dr | 10.3 | 100 | D | 30.1 | 40.9 | |||||
Ford Focus 1.6 Zetec 125 (2012) | 11.7 | 125 | 32.5 | 44.8 | ||||||
Ford Focus TDCI 115 (2012) | 10.9 | 115 | 55.4 | 67.3 | ||||||
Ford Focus 1.8 Zetec 3dr | 10.3 | 115 | ? | 27.4 | 37.2 | |||||
Ford Focus 1.8 Tdi | 12.5 | 90 | C | 39.2 | 52.3 | |||||
Ford Focus 1.8 TDci | 10.7 | 115 | F | 39.2 | 51.4 | |||||
Ford Focus 2.0 TDCI 163 (2012) | 8.6 | 163 | 44.8 | 56.5 | ||||||
Ford Focus 2.0 Ghia | 11.8 | 128 | F | 21.6 | 30.1 | |||||
Ford Focus 2.0 ST | 8.2 | 173 | ? | 22.8 | 31 | |||||
Ford Focus 2.0 RS | 6.4 | 215 | G | 19.9 | 28 | |||||
Ford Focus 2.5 ST-2 | 6.8 | 225 | ? | 20.5 | 30.4 |
Ford Focus C-Max
Model | Gearbox | 0-62 | top speed | bhp | c02 | Tax Band | IG | Urban | EXtra Urban | Combined |
Ford Focus C-Max 1.6 Zetec | 12.9 | 100 | E | 31.7 | 40.9 | |||||
Ford Focus C-Max 1.6 (TiVCT) (2012) | 12.6 | 105 | 33.6 | 44.1 | ||||||
Ford Focus C-Max 1.8 Zetec | 10.8 | 120 | E | 29.1 | 39.8 | |||||
Ford Focus C-Max 1.8 (125 bhp) | 10.8 | 125 | E | 29.1 | 39.8 | |||||
Ford Focus C-Max 2.0 TDCi Zetec | 9.6 | 136 | C | 37.7 | 50.4 |
Focus 1 9 14 16 Equals
Ford Ka
Model | Gearbox | 0-62 | top speed | bhp | c02 | Tax Band | IG | Urban | EXtra Urban | Combined |
Ford Ka 1.2 (2012) | 12.7 | 69 | 48.7 | 57.6 | ||||||
Ford Ka 1.3i (60 bhp) | 14.3 | 60 | D | 32.1 | 42.2 | |||||
Ford Ka 1.3i (70 bhp) | 14.1 | 70 | C | 33.6 | 45.6 | |||||
Ford Ka 1.6i | 9.7 | 95 | E | 27.2 | 37.2 |
Model | Gearbox | 0-62 | top speed | bhp | c02 | Tax Band | IG | Urban | EXtra Urban | Combined |
Ford Fiesta 1.2 Style | 13.3 | 82 | ? | 37.7 | 49.6 | |||||
Ford Fiesta 1.4 | 12.2 | 96 | ? | 37.6 | 49.5 | |||||
Ford Fiesa 1.6 | 9.9 | 120 | ? | 35.7 | 47.9 | |||||
Ford Fiesta 2.0 ST | 7.9 | 150 | ? | 27.2 | 38.2 |
Focus 1 9 14 16 Kjv
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